UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13D-102)
Check the appropriate box to designate the rule pusuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ X ] Rule 13d-1(d)
(1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
----------------------------------------------- --------------------------------------------- CUSIP No. 007973 10 0 13G Page 2 of 4 Pages ----------------- ------------ ------------ ----------------------------------------------- --------------------------------------------- --------- --------------------------------------------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Douglas S. Schatz --------- --------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / --------- --------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY --------- --------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------- ------ ------------------------------------------------------------------------------------------------ 5. SOLE VOTING POWER NUMBER OF SHARES 10,857,782 ------ ------------------------------------------------------------------------------------------------ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 180,000 EACH ------ ------------------------------------------------------------------------------------------------ REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH 10,857,782 ------ ------------------------------------------------------------------------------------------------ 8. SHARED DISPOSITIVE POWER 180,000 --------- --------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,037,782 --------- --------------------------------------------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / --------- --------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 34.7 % --------- --------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON * IN --------- --------------------------------------------------------------------------------------------------------------------- |
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Advanced Energy Industries, Inc.
1625 Sharp Point Drive
Fort Collins, CO 80525
Douglas S. Schatz
1625 Sharp Point Drive
Fort Collins, CO 80525
United States
Common Stock, $0.001 par value
007973 10 0
Not applicable
11,037,782 shares
34.7 %
(c) Number of shares as to which such person has: -------------------------------------------- (i) sole power to vote or to direct the vote: 10,857,782 (ii) shared power to vote or to direct the vote: 180,000 (iii) sole power to dispose or to direct the disposition of: 10,857,782 (iv) shared power to dispose or to direct the disposition of: 180,000 |
Mr. Schatz is a trustee of a charitable foundation that is the record holder of 180,000 shares of common stock of the issuer. The three other trustees of the charitable foundation are members of Mr. Schatz' immediate family. Accordingly, Mr. Schatz may be deemed to share with the other trustees voting and dispositive power with respect to the charitable foundation's 180,000 shares. Mr. Schatz disclaims beneficial ownership of the shares held by the charitable foundation.
Not applicable
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.